Procedures

Members are encouraged to refer to the following Operating Procedures and Trading Manuals containing information about Nasdaq Dubai’s trading, clearing, settlement and risk management processes.

These Procedures and Manuals have been published pursuant to the NASDAQ Dubai Business Rules which Members are required to comply with.


Trading Procedures

Trading Manual for Securities (Equities, ETFs and Structured Products)

This Nasdaq Dubai Trading manual describes the model of trading the Nasdaq Dubai and the functionality of the Nasdaq Dubai trading platform. It addresses the order types and executions conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also addresses cancellation procedures, trading safeguards, and other trading conditions.


Trading Manual for Derivatives

This Nasdaq Dubai Trading manual describes the model of trading derivatives contracts the Nasdaq Dubai and the functionality of the Nasdaq Dubai trading platform. It addresses the order types and executions conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also addresses cancellation procedures, trading safeguards, and other trading conditions.


Contract Adjustment Guidelines for Equity Futures

The Nasdaq Dubai Contract adjustment guideline describes the procedures followed by Nasdaq Dubai when a Corporate Action is applied to the underlying security and how adjustments are made to Futures Contracts.


Trading Manual for Debt Securities

This document describes the model for Debt Securities trading on Nasdaq Dubai. It addresses the order types, execution conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also briefly addresses the market connectivity, trading safeguards available and other trading and settlement conditions.

Clearing and Settlement Procedures

Clearing, Settlement and Risk management Procedures for Securities

The document is designed to explain post trade activities in Securities for operations teams at clearing members.


Clearing, Settlement and Risk management Procedures for Derivatives

The document is designed to explain post trade activities in Derivatives for operations teams at clearing members.

Other Procedures

Links with International CSDs (Euroclear Bank SA/NV and Clearstream Banking SA)

This document contains detailed Procedures and the applicable forms to facilitate Nasdaq Dubai participants to access ICSD Debt Securities through their local CSD accounts held in the Nasdaq Dubai CSD.

Forms

Membership Enquiries

Mansi Vivek
T: +971 4 305 5461
E: membership@nasdaqdubai.com