IPO Document Checklist
Many of the documents that companies must produce in order to IPO are listed below:
| Documents | DFSA |
|---|---|
| DFSA listing application form (MKT2 Form) | |
| DFSA approved prospectus | |
| Three years audited financial statements (in accordance with IFRS) | |
| Certificate of incorporation | |
Board (or other authorised governance body) resolution authorising:
|
|
| Memorandum and articles of association | |
| Directors undertaking |
In addition to copies of many of the above documents, NASDAQ Dubai requires the following:
| Documents | NASDAQ Dubai |
|---|---|
| A duly completed trading application form signed by the relevant authorised parties (Form 1) | |
| A certified copy of the articles of association or other document constituting the securities | |
|
Certified copies of the Board of Directors resolution authorising:
|
|
| Audited annual reports and financial statements | |
| Where an issuer is seeking a secondary listing, evidence that the class of securities is subject to a primary listing | |
| Final copy of the DFSA approved prospectus | |
| A copy of any waiver of the DFSA Markets Rules issued by the DFSA | |
| A copy of an issuer’s receipt of the DFSA’s conditional approval of admission to the Official List | |
| Executed NASDAQ Dubai CANDI issuer agreement, if applicable | |
| Executed NASDAQ Dubai market maker agreement, if applicable | |
| Executed NASDAQ Dubai registry agreement, if applicable |
