Procedures and Trading Manuals

Members are encouraged to refer to the following Operating Procedures and Trading Manuals containing information about Nasdaq Dubai’s trading, clearing, settlement and risk management processes.

These Procedures and Manuals have been published pursuant to the Nasdaq Dubai Business Rules which Members are required to comply with.


Trading Procedures

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Trading Manual for Securities (Equities, ETFs and Structured Products) - V4.2 This Nasdaq Dubai Trading manual describes the model of trading the Nasdaq Dubai and the functionality of the Nasdaq Dubai trading platform. It addresses the order types and executions conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also addresses cancellation procedures, trading safeguards, and other trading conditions.
Nasdaq Dubai Trading Manual for Derivatives V3.8 This Nasdaq Dubai Trading manual describes the model of trading derivatives contracts the Nasdaq Dubai and the functionality of the Nasdaq Dubai trading platform. It addresses the order types and executions conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also addresses cancellation procedures, trading safeguards, and other trading conditions.
Contract Adjustment Guidelines for Equity Futures The Nasdaq Dubai Contract adjustment guideline describes the procedures followed by Nasdaq Dubai when a Corporate Action is applied to the underlying security and how adjustments are made to Futures Contracts.
Nasdaq Dubai Trading Manual for Debt Securities - V1.5 This document describes the model for Debt Securities trading on Nasdaq Dubai. It addresses the order types, execution conditions available, the price determination rules for trading and the various trading phases on Nasdaq Dubai. It also briefly addresses the market connectivity, trading safeguards available and other trading and settlement conditions.

Clearing & Settlement Procedures


Other Procedures


Forms